Report on the Audit of Compliance with Financial Policy in Departmental Legal Services Units - September 2014

Table of Contents

• 1. Executive Summary
• 2. Background
• 3. Audit Objective
• 4. Audit Scope
• 5. Audit Approach
• 6. Findings, Recommendations and Management Action Plan
  • 6.1 Governance
  • 6.2 Transaction Compliance
  • 6.3 Financial Oversight
  • 6.4 Budget Management
• 7. Audit Opinion
• 8. Statement of Conformance
• Appendix A – Audit Criteria
• Appendix B – DLSU Samples by Financial Area